Understanding Infrared Light as a Therapeutic Modality

Complex Multi-Watt Laser Therapy
At NuBrain Health Centers, we utilize a unique multi-channel laser built specifically for us, which delivers the latest in technology and superior control in how infrared light is delivered into the brain.

At the molecular level, the near-infrared laser provides electromagnetic energy, or photons, which transfer energy to a protein called Cytochrome C within the mitochondria of the cell. This initiates numerous subcellular second messenger systems, shifts redox balances, and activates genetic processes (see figure).

Complex Multi-Watt Laser Therapy

The outcome? Upregulation of mechanisms leading to cellular repair, synaptogenesis, brain repair, and reduction of inflammation. In other words, lasting healing in injured tissue.

Upregulation image

Why Multi-Watt?
Our studies indicate that only Multi-Watt laser can deliver meaningful amounts of infrared energy to reach the depths of the human brain. Some programs may offer TBI solutions or treatments that utilize low-level infrared light, such as light-emitting diodes (LEDs); however, our published laboratory studies demonstrate that low-level near-infrared light does not show significant penetration through skin, bone, and brain tissue.

Without significant penetration, near-infrared light does not deliver meaningful levels of photoenergy to the portions of the brain affected by TBI (Henderson & Morries 2015).

Want to learn more about the difference between low-power LED and mult-Watt infrared laser? Read on…

Taking a Deeper Look at Infrared Light – Penetration is the Key
Can mere light be the revolutionary new treatment for traumatic brain injury (TBI), post-traumatic stress disorder (PTSD), depression, stroke, Parkinson’s disease and even Alzheimer’s disease?

Over the last twenty years, a large body of research has accumulated on the beneficial effects of infrared light in the range of 600 – 1000 nm. Research at top universities, such as Harvard/Massachusetts General, Uniformed Services Hospitals, and University of Texas – Southwestern, among others has shown that infrared light acts, in part, by activating mitochondria, which, in turn, activates second messenger systems, stimulates DNA transcription of key proteins, and induces growth factors. As a result of these intracellular events, new synapses are formed, circuits regrow, and pluripotent stem cells differentiate into neurons. Animal studies have shown that this process of infrared photobiomodulation (PBM) can reduces the size and severity of brain injury and stroke, as well as reduce damage and physiological symptoms in animal models of depression, post-traumatic stress disorder, Parkinson’s disease, and Alzheimer’s disease.

Dr. Michael Hamblin, one of the leaders in this research, describes PBM as:

…the use of red or near-infrared light to stimulate, heal, regenerate, and protect tissue that has either been injured, is degenerating, or else is at risk of dying (Hamblin BBA Clin 6:113, 2016).

These are exciting and provocative terms, “heal” and “regenerate”. Generally, in Medicine we shy away from the word “heal” when referring to the brain. And the word “regenerate” stirs vague recollections of Mary Shelley’s monster in her novel ‘Frankenstein’. Nevertheless, the early findings in mouse models of brain injury and disease have spawned a different sort of monster in the commercial world. The internet is now loaded with companies offered infrared LED helmets or pads for the treatment of TBI and other brain disorders. Wild claims are made about the capacity of these infrared LED devices to “heal” the brain. Exorbitant prices in the thousands of dollars are charged for a device that can be made for less than $30. The public is misled and the science and potential future benefits on infrared light are sullied.

It’s time to separate fact from fiction. Yes, infrared light can induce the cellular events described above. Indeed, it can reduce the size of stroke injury or TBI in mouse models. Indeed, there is evidence that infrared light can protect neurons from neurotoxins. Indeed, there is evidence that infrared light can reduce symptoms in mouse models of depression and PTSD. But is treating a mouse with a 0.5 watt LED the same as treating a human with a 0.5 watt LED? Certainly not! When it comes to infrared light treatment, it is all a matter of getting there. The infrared light must be able to penetrate all the overlying tissue to reach the brain.

Can Infrared Light Reach the Brain?
Drs. Henderson and Morries examined this question very directly in the research lab (Henderson & Morries, Neuropsychiatr Dis Treat 11:2191, 2015).
Can 0.5 watt LEDs, such as those offered by a plethora of small companies on the internet, penetrate human scalp and skull to reach the human brain? The answer is ‘No’. Indeed, we showed that 0.5 watt LED’s from commercial devices did not even penetrate 2 mm of human skin. Absolutely no energy from these LED devices could penetrate scalp, skull and brain tissue to the depth of 2.5 cm. Indeed these 0.5 Watt LED devices delivered no energy through 2.5 cm of a variety of living human tissue (Henderson & Morries, Neuropsychiatr Dis Treat 11:2191, 2015).

skin penetration test
Figure: Penetration studies of ex vivo human skin illustrated. (A) The pad of LED is placed 2 mm from the surface of the light meter detector. The arrow indicates a row of NIR LED with a wavelength of 880 nm. The meter reads 0.1 W. (B) Human skin 1.9 mm thick is interposed between the NIR LED and the light meter detector. Thin plastic wrap covers the detector. (C) The NIR LED is covered with thin plastic wrap and placed directly against the sample of human skin. Photonic energy could not be detected passing through 1.9 mm of human skin.

In contrast, our laser device which emits infrared light in the power range of 10 to 15 watts was able to effectively penetrate human tissue. We found that 33% of our 10 watt infrared laser energy was able to penetrate 2 mm of human skin. When we tested the ability of infrared light to reach 3 cm through skin, skull and brain, we found that we could deliver 1.2-2.4% of the energy to that depth into the brain. In contrast, no energy from LEDs could be detected at 3 cm into the brain. These data were replicated in a study at the Uniformed Services University of Health Sciences by Juanita Anders and her colleagues using cadaver human heads (Tedford et al., Lasers Surg Med 47:312, 2015). Their results matched ours very closely.

brain tissue studies image
Figure: Ex vivo brain tissue studies illustrated. (A) The photonic energy penetrating a fixed distance (3 cm) of air was determined. (B) A section of ex vivo lamb head was prepared which included skull, tissue, and brain. (C) The section was interposed in the space between the infrared light emitter and the light meter detector, both of which were fixed in place. The amount of infrared light energy penetrating the fixed distance (3 cm) through tissue was determined. (D) The temperature change was determined using a digital thermometer before and immediately after infrared light exposure.

To put this into numerical terms, the infrared light energy that needs to reach tissue to activate the mitochondria and all of the other cellular events is in the range of 0.9 J/cm2 to 36 J/cm2 based on a number of studies. Even if a 0.5 watt LED only had to penetrate the skull to reach the surface of the brain, it could only deliver 0.0064 J/cm2, which is 1/140th of the minimum energy though to be necessary to induce PBM.

Others have examined infrared light penetration through tissues and have also found that the human scalp and skull provide a significant barrier, unlike the animal models. For example, Lapchak and colleagues Lapchak et al, PlosOne 10, 2015) found that over 40% of the incident light from the same light source penetrated mouse skull, while only 4.2% penetrated human skull.

NILT penetration
Figure: NIR light penetration through skull of three animal species and human cadaver. Line of regression shown as dotted line. (Adapted from data provided in Lapchak et al., 2015).

Delivering NIR light energy to target tissues involves penetrating heterogenous tissues. While studies of isolated bone or skin provide guidance, these studies ignore the scattering effects of the interface between these (and other) tissues. Lychagov and colleagues (2006) examined penetration of NIR light through human cadaver scalp and skull using a 1 W 810 nm laser. They examined five different areas of the human skull – the vertex, frontal bone at the forehead, occipital bone at occiput, and temporal bone at the right and left temple. As shown in Figure below, transmission of infrared light energy decreased with increased sample thickness. They also demonstrated that the infrared energy transmitted through a combination of scalp and skull was approximately 1/3 of that transmitted through the same thickness of skull.

scalp and skull penetration image
Figure: (A) Percent of 810 nm at 1 W NIR energy delivered to surface of skull which penetrates to internal surface of skull. Line of regression shown as grey line and indicates light at this power cannot penetrate more than 2 mm. (B) Percent of 810 nm at 1 W NIR energy delivered to surface of scalp which penetrates both scalp and skull to internal surface of skull. Line of regression shown as grey line and indicates light at this power cannot penetrate more than 2 mm. (Adapted from data provided in Lychagov et al., 2006).

Outside of the field of photobiomodulation, the limitations of infrared light penetration are well-known and accepted. For example, in the near infrared fluorescence neuroimaging field, the efficacy in small animal models is contrasted with the limitations of applying this infrared imaging modality to human. To quote: “Near-infrared fluorescence (NIRF) imaging has been widely used in preclinical studies, due to its low cost, numerous available contrast agents, non-radiation exposure, high throughput capacity, easy operation, and straightforward data analysis. However, non-invasive NIRF imaging has limited potential as a clinical imaging technology, due to poor tissue penetration of near-infrared (NIR) light. To avoid this problem, the eye is a natural target for NIRF imaging, due to its minimal opacity for NIR light.” (Yang et al, Mol Imaging Biol 21:35-43, 2019).

Ando and colleagues (Ando et al., PlosOne 6, 2011) found that approximately 6% of the incident light from a 0.5 Watt LED penetrated mouse skull+scalp to reach the subjacent surface. So, calculations do suggest that 6% of incident light from a 0.5 Watt LED could generate sufficient fluence to be in the therapeutic range (0.9 J/cm2 to 15 J/cm2) at the level of brain tissue in a mouse. Thus, there is no objection to preclinical data in the mouse model. The mechanisms of photobiomodulation in the mouse model are relatively well-supported. Again, fluence within the therapeutic range does indeed reach the brain of mice based on studies of light penetration of low-power LED-based devices in the mouse model.

The same claim cannot be made for the human situation wherein infrared light must penetrate 10 mm or more of scalp and skull to reach the brain.

But there is a hairier problem with treating patients using LED-based devices. Human hair blocks infrared light! Little has been published on this matter, but Henderson and Morries recently reported that over 98% of infrared light is blocked by 2 mm of human hair (Henderson & Morries, Photobiomodulation and the Brain: Low-level Laser (Light) Therapy in Neurology and Neuroscience. Academic Press, London, 2019).

light meter display image
Figure: (A) Image of light meter display when a 10 W laser at 810 nm is placed 2 mm from a light meter. (B) The meter registers 9.79 W penetrating this distance of air. (C) A portion of hair approximately 2 mm in thickness is placed in between the NIR emitter and the light meter. (D) Image of meter display - only 0.236 W of NIR energy from the 10 W emitter can penetrate the hair to register on the meter.

Henderson and Morries used a 10 Watt beam of 810 nm infrared light and demonstrated the immense barrier which human hair represents. These data argue that very little, if any, infrared light from a 0.5 Watt LED could penetrate to the brain. If 98% of the energy from a 0.5 W LED is absorbed by hair, 80-90% is absorbed by 2 mm of skin, and 96% of incident energy is attenuated by skull, then the claims of neurophysiological benefits of LED-based devices become highly questionable.
Another misconception propagated by companies selling LED-based devices is that multiple LEDs somehow increase light penetration. Adding multiple LEDs – even hundreds of them – would not change the situation as each LED is projecting light on its own path through the hair, tissue and skull. A hundred 0.5 Watt LEDs do not generate 50 Watts on the brain. They generate 0.5 Watt on 100 spots (Henderson & Morries, Photobiomodulation and the Brain: Low-level Laser (Light) Therapy in Neurology and Neuroscience. Academic Press, London, 2019). The argument proposed by some that light scattering in the brain provides the cumulative value of multiple LEDs falls apart if nothing can get through the overlying tissues.

Given that only a very small percentage (less than 1%) of the incident infrared light gets through human scalp and skull, we must question the results of human trials using LEDs. Indeed, whether we examine the human studies of traumatic brain injury (TBI) or depression, there is a recurring pattern in the LED-based studies. First, all of the studies demonstrated very small, almost insignificant, positive effects (see below). Second, the benefits are generally transient and fade after the infrared light treatment is stopped (Morries LD & Henderson TA. Photobiomodulation and the Brain: Low-level Laser (Light) Therapy in Neurology and Neuroscience. Academic Press, London, 2019). In contrast, our multi-Watt infrared light protocol yields persistent and robust clinical changes in patients with TBI, PTSD, and depression.

LED Photobiomodulation in Comparison
Naeser and colleagues (Naeser et al, Photomed Laser Surg 29:351, 2011) described two cases with TBI treated with LED instruments. The patients were treated daily for approximately one hour by applying three separate LED cluster heads – two applied to the head and one applied to the foot. The first patient was seven years post-TBI and had significant post-concussive symptoms. The patient received weekly treatments of 8J/cm2 to 20 J/cm2 over seven months and then switched to daily treatments at home. The patient continued home treatments for over six years. Notably, the patient has only transient benefit from this protocol. If the patient stopped treatment, then symptoms returned within two weeks (Naeser et al, Photomed Laser Surg 29:351, 2011). The second patient received daily treatments with a similar device. Within four months, the patient had improvement of most symptoms (decreased memory, poor sleep, emotional dysregulation, irritability) and returned to work. This patient also noted that symptoms returned if treatments were stopped for more than one week.

Naeser and colleagues (Naeser et al, J Neurotrauma 31:1008, 2014) later reported on an open-label series of eleven patients with TBI who had persistent cognitive dysfunction and were treated with a similar low-power LED protocol. Patients were treated for 18 sessions over six weeks with each session lasting 20 minutes. At the follow-up neuropsychological testing, a significant effect on attention, inhibition and inhibition switching in the Stroop task; similarly improved verbal learning and memory, as well as enhanced long-delay free recall on the California Verbal Learning Test were reported. Eight subjects were identified as having mild, moderate or severe depression. The LED treatment led to mild improvement in three cases, but no change in depression symptoms in the remaining five cases(Naeser et al, J Neurotrauma 31:1008, 2014). The group did not report on the persistence of the symptom relief.

Hipskind and colleagues (Hipskind et al, Photobiomod Photomed Laser Surg 37:77, 2019) reported a series of twelve patients treated with an LED device with 220 LEDs, each with a power of 0.5 watt. Patients were treated for 18 sessions over six weeks with each session lasting 20 minutes. While the group reports a significant improvement in psychological testing results (p= 0.45), they did not correct for multiple comparisons, but instead used parallel paired t-tests – a flawed statistical protocol which exaggerates findings. They did not report on the persistence of symptom improvement.

PTSD has received considerably less attention. A scattered sampling of patients with PTSD are described in open-label cohorts in several studies (e.g., Schiffer and colleagues, Behav Brain Funct 8:46, 2009). Reportedly, a clinical trial by Naeser and colleagues began in 2015; however, they are still recruiting subjects five years later and have not released any results (Clinical Trials.gov).

A small number of studies have exampled depression. Cassano and colleagues described the treatment of four patients with depression using a somewhat higher power (5 W) laser (Cassano et al Psychiatry J 2015). A double-blind, sham-controlled extension of these initial findings was recently published (Cassano et al. Photomed Laser Surg 36:634, 2018). Subjects in the actively treated group received 16 treatments over eight weeks with each treatment lasting 30 minutes. In a sample of 13 completers, Hamilton-D-17 scores separated in the active treatment from sham controls (-15.7 + 4.41 vs -6.1 + 7.86, p = 0.031). In contrast, in an open-label trial of a 13 watt laser (Henderson & Morries, Front Psych 8:187, 2017), Henderson and colleagues showed that the Hamilton-D-17 decreased from a baseline of 21.48 + 5.24 to 6.0 + 5.12 (p = 6.45 X 10-13). The comparison of the results from LED and low-power infrared light studies compared to our multi-Watt infrared light studies in summarized in the Table.

ConditionModalityTreatmentPersistenceP valueRef
TBILEDDaily 1 hour treatments for seven monthsNone – symptoms returned after treatment stoppedCase seriesNaeser et al 201113
TBILEDDaily 1 hour treatments for six weeksNone – symptoms returned after treatment stoppedCase seriesNaeser et al 201414
TBILED18 treatments over six weeks – 20 minutes eachNot reportedP = 0.045, but not corrected for multiple measuresHipskind et al 201915
TBI13 W Laser20 treatments over nine weeks – 20 minutes eachPersistent to at least seven yearsCase seriesMorries et al 201510
      
PTSDLED18-20 treatments over six weeks – 110 minutes eachNoneNot providedNaeser – unpublished
PTSD13 W Laser20 treatments over nine weeks – 20 minutes eachPersistentPreliminary analysis   p = 0.0000067Henderson & Morries – unpublished
      
Depression5 W Laser16 treatments over eight weeks – 30 minutes eachNoneP = 0.031Cassano et al 201820
Depression13 W Laser20 treatments over nine weeks – 20 minutes eachPersistent to at least five years

P = 

0.000000000000645

Henderson & Morries, 201721

Alternative Explanation for Clinical Response to LED Brain Treatments
Perhaps the authors, along with much of the human PBM field, needs to reconsider the mechanism by which the meager improvements derived from LED-based devices occurs. Perhaps the light from these LED devices are not penetrating beyond the skin, but are inducing the CNS benefits via a remote or systemic effect derived from within the irradiated skin. Gordon & Johnstone (Gordan & Johnstone, Neural Regen Res 144:2086, 2019) recently dubbed this phenomenon “remote photobiomodulation”.

Several studies have demonstrated that infrared irradiation can have “remote” or indirect effects on tissue which has not been irradiated. For example, Braverman and colleagues (Braverman et al., Lasers Surg Med 9:50, 1989) demonstrated this indirect effect by creating matching skin lesions on the left and right dorsum of a rabbit. One side was treated with infrared light. Both lesions showed accelerated healing relative to non-irradiated controls with similar lesions. Rochkind and colleagues Rochkind et al., Lasers Surg Med 9:174, 1989) demonstrated remote PBM could occur in the peripheral nervous system and the CNS. Following bilateral sciatic nerve crush, one side was irradiated with infrared light, while the other side was not. The nerves on both sides showed enhance recovery of function and more to the point, the number of anterior horn motor neurons were greater on both sides (as compared to non-irradiated controls with similar lesions).

Recently, Ganeshan and colleagues (Ganeshan et al., Neuroscience 400:85, 2019) irradiated the dorsum and hindlimbs of a rat with infrared light (670 nm) prior to injection of a neurotoxin (MPTP) and demonstrated reduced loss of dopaminergic neurons in the brain of rodents treated with indirect PBM to the skin compared to untreated rodents injected with the same dose of the neurotoxin.

Thus, a sharp divide can be drawn between LED-based treatment technologies, which offer minimal results and may not even reach the brain, and multi-Watt technologies which demonstrably reach the brain and, as a result, offer robust results and lasting clinical benefit. Indeed, infrared light can potentially treat TBI, PTSD, depression, Parkinson’s disease, and Alzheimer’s disease. Indeed, infrared light may prove to be effective against other neurological and neuropsychiatric conditions in the future.

However, for infrared light to work on the brain, it must be able to reach the brain.